1.
Rai, Sudhakar; Sharma, Ekant; Jagannatham, Aditya K.; Hanzo, Lajos
The Spectral Versus Energy Efficiency Trade-Off in Dynamic User Clustering Aided mmWave NOMA Networks Journal Article
In: IEEE Transactions on Communications, vol. 73, no. 6, pp. 4503–4519, 2025, ISSN: 1558-0857.
Abstract | Links | BibTeX | Tags: Array signal processing, Clustering algorithms, Energy Efficiency, fractional programming, Heuristic algorithms, Hybrid power systems, hybrid precoding, Interference cancellation, Millimeter wave communication, MIMO, mmWave, NOMA, Optimization, Resource management, Spectral efficiency, user clustering
@article{rai_spectral_2025,
title = {The Spectral Versus Energy Efficiency Trade-Off in Dynamic User Clustering Aided mmWave NOMA Networks},
author = {Sudhakar Rai and Ekant Sharma and Aditya K. Jagannatham and Lajos Hanzo},
url = {https://ieeexplore.ieee.org/document/10769478},
doi = {10.1109/TCOMM.2024.3506920},
issn = {1558-0857},
year = {2025},
date = {2025-06-01},
urldate = {2025-10-08},
journal = {IEEE Transactions on Communications},
volume = {73},
number = {6},
pages = {4503–4519},
abstract = {The spectral efficiency (SE) and global energy efficiency (GEE) trade-off encountered in the design of millimeter-wave (mmWave)-based massive multi-input multi-output (MIMO) non-orthogonal multiple access (NOMA) networks is investigated with a particular focus on user clustering. By exploiting the similarity among user channels a pair of spectral and energy-efficient user clustering algorithms are proposed for dynamically selecting both the number of clusters and the number of users in each cluster. Subsequently, a joint analog precoder/combiner and user clustering technique is developed, followed by a multi-objective optimization (MOO) framework for flexibly balancing the GEE and SE objectives in a mmWave NOMA network subject to specific constraints. The MOO objective is initially transformed to a weighted sum rate maximization problem, followed by a quadratic-transform (QT)-based approach conceived for maximizing the non-convex objective by approximating it as a concave-convex function. Our simulation results demonstrate that the user clustering techniques designed attain a 85% performance gain over random clustering technique and demonstrating the benefits of the algorithm designed for mmWave NOMA networks.},
keywords = {Array signal processing, Clustering algorithms, Energy Efficiency, fractional programming, Heuristic algorithms, Hybrid power systems, hybrid precoding, Interference cancellation, Millimeter wave communication, MIMO, mmWave, NOMA, Optimization, Resource management, Spectral efficiency, user clustering},
pubstate = {published},
tppubtype = {article}
}
The spectral efficiency (SE) and global energy efficiency (GEE) trade-off encountered in the design of millimeter-wave (mmWave)-based massive multi-input multi-output (MIMO) non-orthogonal multiple access (NOMA) networks is investigated with a particular focus on user clustering. By exploiting the similarity among user channels a pair of spectral and energy-efficient user clustering algorithms are proposed for dynamically selecting both the number of clusters and the number of users in each cluster. Subsequently, a joint analog precoder/combiner and user clustering technique is developed, followed by a multi-objective optimization (MOO) framework for flexibly balancing the GEE and SE objectives in a mmWave NOMA network subject to specific constraints. The MOO objective is initially transformed to a weighted sum rate maximization problem, followed by a quadratic-transform (QT)-based approach conceived for maximizing the non-convex objective by approximating it as a concave-convex function. Our simulation results demonstrate that the user clustering techniques designed attain a 85% performance gain over random clustering technique and demonstrating the benefits of the algorithm designed for mmWave NOMA networks.
2.
Singh, Jitendra; Mehrotra, Anand; Srivastava, Suraj; Jagannatham, Aditya K.; Hanzo, Lajos
Spectral Efficiency Maximization for Mmwave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints Journal Article
In: IEEE Transactions on Vehicular Technology, pp. 1–16, 2025, ISSN: 1939-9359.
Abstract | Links | BibTeX | Tags: Copper, Hybrid power systems, Integrated sensing and communication, Interference, millimeter wave, Millimeter wave communication, Optimization, Radar, radar beampattern similarity, Radio frequency, Signal to noise ratio, Spectral efficiency
@article{singh_spectral_2025,
title = {Spectral Efficiency Maximization for Mmwave MIMO-Aided Integrated Sensing and Communication Under Practical Constraints},
author = {Jitendra Singh and Anand Mehrotra and Suraj Srivastava and Aditya K. Jagannatham and Lajos Hanzo},
url = {https://ieeexplore.ieee.org/document/11027785},
doi = {10.1109/TVT.2025.3577955},
issn = {1939-9359},
year = {2025},
date = {2025-01-01},
urldate = {2025-10-08},
journal = {IEEE Transactions on Vehicular Technology},
pages = {1–16},
abstract = {A hybrid transmit precoder (TPC) and receive combiner (RC) pair is conceived for millimeter wave (mmWave) multiple input multiple output (MIMO) integrated sensing and communication (ISAC) systems. The proposed design considers a practical mean squared error (MSE) constraint between the desired and the achieved beampatterns constructed for identifying radar targets (RTs). To achieve optimal performance, we formulate an optimization problem relying on sum spectral efficiency (SE) maximization of the communication users (CUs), while satisfying certain radar beampattern similarity (RBPS), total transmit power, and constant modulus constraints, where the latter are attributed to the hybrid mmWave MIMO architecture. Since the aforementioned problem is non-convex and intractable, a sequential approach is proposed wherein the TPCs are designed first, followed by the RCs. To deal with the non-convex MSE and constant modulus constraints in the TPC design problem, we propose a majorization and minimization (MM) based Riemannian conjugate gradient (RCG) method, which restricts the tolerable MSE of the beampattern to within a predefined limit. Moreover, the least squares and the zero-forcing methods are adopted for maximizing the sum-SE and for mitigating the multiuser interference (MUI), respectively. Furthermore, to design the RC at each CU, we propose a linear MM-based blind combiner (LMBC) scheme that does not rely on the knowledge of the TPC at the CUs and has a low complexity. To achieve user fairness, we further extend the proposed sequential approach for maximizing the geometric mean (GM) of the CU's rate. Simulation results are presented, which show the superior performance of the proposed hybrid TPC and RC in comparison to the state-of-the-art designs in the mmWave MIMO ISAC systems under consideration.},
keywords = {Copper, Hybrid power systems, Integrated sensing and communication, Interference, millimeter wave, Millimeter wave communication, Optimization, Radar, radar beampattern similarity, Radio frequency, Signal to noise ratio, Spectral efficiency},
pubstate = {published},
tppubtype = {article}
}
A hybrid transmit precoder (TPC) and receive combiner (RC) pair is conceived for millimeter wave (mmWave) multiple input multiple output (MIMO) integrated sensing and communication (ISAC) systems. The proposed design considers a practical mean squared error (MSE) constraint between the desired and the achieved beampatterns constructed for identifying radar targets (RTs). To achieve optimal performance, we formulate an optimization problem relying on sum spectral efficiency (SE) maximization of the communication users (CUs), while satisfying certain radar beampattern similarity (RBPS), total transmit power, and constant modulus constraints, where the latter are attributed to the hybrid mmWave MIMO architecture. Since the aforementioned problem is non-convex and intractable, a sequential approach is proposed wherein the TPCs are designed first, followed by the RCs. To deal with the non-convex MSE and constant modulus constraints in the TPC design problem, we propose a majorization and minimization (MM) based Riemannian conjugate gradient (RCG) method, which restricts the tolerable MSE of the beampattern to within a predefined limit. Moreover, the least squares and the zero-forcing methods are adopted for maximizing the sum-SE and for mitigating the multiuser interference (MUI), respectively. Furthermore, to design the RC at each CU, we propose a linear MM-based blind combiner (LMBC) scheme that does not rely on the knowledge of the TPC at the CUs and has a low complexity. To achieve user fairness, we further extend the proposed sequential approach for maximizing the geometric mean (GM) of the CU's rate. Simulation results are presented, which show the superior performance of the proposed hybrid TPC and RC in comparison to the state-of-the-art designs in the mmWave MIMO ISAC systems under consideration.