1.
Rai, Sudhakar; Sharma, Ekant; Jagannatham, Aditya K.; Hanzo, Lajos
The Spectral Versus Energy Efficiency Trade-Off in Dynamic User Clustering Aided mmWave NOMA Networks Journal Article
In: IEEE Transactions on Communications, vol. 73, no. 6, pp. 4503–4519, 2025, ISSN: 1558-0857.
Abstract | Links | BibTeX | Tags: Array signal processing, Clustering algorithms, Energy Efficiency, fractional programming, Heuristic algorithms, Hybrid power systems, hybrid precoding, Interference cancellation, Millimeter wave communication, MIMO, mmWave, NOMA, Optimization, Resource management, Spectral efficiency, user clustering
@article{rai_spectral_2025,
title = {The Spectral Versus Energy Efficiency Trade-Off in Dynamic User Clustering Aided mmWave NOMA Networks},
author = {Sudhakar Rai and Ekant Sharma and Aditya K. Jagannatham and Lajos Hanzo},
url = {https://ieeexplore.ieee.org/document/10769478},
doi = {10.1109/TCOMM.2024.3506920},
issn = {1558-0857},
year = {2025},
date = {2025-06-01},
urldate = {2025-10-08},
journal = {IEEE Transactions on Communications},
volume = {73},
number = {6},
pages = {4503–4519},
abstract = {The spectral efficiency (SE) and global energy efficiency (GEE) trade-off encountered in the design of millimeter-wave (mmWave)-based massive multi-input multi-output (MIMO) non-orthogonal multiple access (NOMA) networks is investigated with a particular focus on user clustering. By exploiting the similarity among user channels a pair of spectral and energy-efficient user clustering algorithms are proposed for dynamically selecting both the number of clusters and the number of users in each cluster. Subsequently, a joint analog precoder/combiner and user clustering technique is developed, followed by a multi-objective optimization (MOO) framework for flexibly balancing the GEE and SE objectives in a mmWave NOMA network subject to specific constraints. The MOO objective is initially transformed to a weighted sum rate maximization problem, followed by a quadratic-transform (QT)-based approach conceived for maximizing the non-convex objective by approximating it as a concave-convex function. Our simulation results demonstrate that the user clustering techniques designed attain a 85% performance gain over random clustering technique and demonstrating the benefits of the algorithm designed for mmWave NOMA networks.},
keywords = {Array signal processing, Clustering algorithms, Energy Efficiency, fractional programming, Heuristic algorithms, Hybrid power systems, hybrid precoding, Interference cancellation, Millimeter wave communication, MIMO, mmWave, NOMA, Optimization, Resource management, Spectral efficiency, user clustering},
pubstate = {published},
tppubtype = {article}
}
The spectral efficiency (SE) and global energy efficiency (GEE) trade-off encountered in the design of millimeter-wave (mmWave)-based massive multi-input multi-output (MIMO) non-orthogonal multiple access (NOMA) networks is investigated with a particular focus on user clustering. By exploiting the similarity among user channels a pair of spectral and energy-efficient user clustering algorithms are proposed for dynamically selecting both the number of clusters and the number of users in each cluster. Subsequently, a joint analog precoder/combiner and user clustering technique is developed, followed by a multi-objective optimization (MOO) framework for flexibly balancing the GEE and SE objectives in a mmWave NOMA network subject to specific constraints. The MOO objective is initially transformed to a weighted sum rate maximization problem, followed by a quadratic-transform (QT)-based approach conceived for maximizing the non-convex objective by approximating it as a concave-convex function. Our simulation results demonstrate that the user clustering techniques designed attain a 85% performance gain over random clustering technique and demonstrating the benefits of the algorithm designed for mmWave NOMA networks.